Michael J. Haffling of Orland Park Illinois a stockbroker formerly registered with Kalos Capital Inc. and an investment adviser representative of Kalos Management is the subject of a customer initiated investment related written complaint which was settled for $55,000.00 in damages on July 13, 2020 based upon allegations of Haffling and Kalos Capital having failed […]
Read More »
Tag Archives: Michael J. Haffling
Kalos Capital Accused Of Unsuitable Alternative Investments
December 07, 2020 | Posted by : Guiliano Law Group | Failure to Conduct Due Diligence, FINRA Securities Arbitration, Investment and Regulatory News | Comments Off on Kalos Capital Accused Of Unsuitable Alternative Investments