Tag Archives: Michael J. Haffling

Kalos Capital Accused Of Unsuitable Alternative Investments

December 07, 2020  |   Posted by :   |   Failure to Conduct Due Diligence, FINRA Securities Arbitration, Investment and Regulatory News   |   Comments Off on Kalos Capital Accused Of Unsuitable Alternative Investments

Michael J. Haffling of Orland Park Illinois a stockbroker formerly registered with Kalos Capital Inc. and an investment adviser representative of Kalos Management is the subject of a customer initiated investment related written complaint which was settled for $55,000.00 in damages on July 13, 2020 based upon allegations of Haffling and Kalos Capital having failed […]

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