Tag Archives: Michael J. Barranco

LPL Financial LLC Stockbroker Suspended For Private Securities Transactions

August 25, 2016  |   Posted by :   |   Investment and Regulatory News, Selling Away and Outside Activities   |   Comments Off on LPL Financial LLC Stockbroker Suspended For Private Securities Transactions

Michael J. Barranco, of Montgomery, Alabama, a stockbroker with LPL Financial, LLC, was fined $20,000.00 and suspended for two years from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity after consenting to findings that he engaged in the unauthorized participation of private securities transactions. Letter of Acceptance, Waiver and Consent, […]

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