Michael Christopher Venturino, of Garden City, New York, a stockbroker formerly registered with Aegis Capital Corp, is identified in a FINRA investigation. Case No. 20210703375 (September 13, 2021). FINRA is contemplating taking disciplinary action against Venturino for potentially making excessive trades in customer accounts when he was registered with Aegis Capital Corp. According to FINRA…
Michael Christopher Venturino, of Uniondale, New York, a stockbroker currently registered with Aegis Capital Corp., has been named in a customer initiated investment related arbitration claim on April 12, 2016, in which the customer requested $515,000.00 in damages based upon allegations that from June of 2014 to January of 2016, Venturino effected over-the-counter equity trades…