Tag Archives: Michael Allen Kamperman

Investors File Arbitration Claim Against HD Vest

February 01, 2021  |   Posted by :   |   Excessive Trading, Investment and Regulatory News, Unauthorized Trading   |   Comments Off on Investors File Arbitration Claim Against HD Vest

Michael Allen Kamperman of Waco Texas a stockbroker formerly registered with HD Vest Investment Services is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested $300,000.00 in damages supported by allegations that unsuitable over-the-counter equities trades were executed in the customer’s account during the period that Kamperman was associated […]

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HD Vest Stockbroker Sanctioned For Unsuitable Investment Advice

Michael Allen Kamperman of Waco Texas a stockbroker formerly employed by HD Vest Investment Services has been fined $20,000.00 and suspended for eighteen months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Kamperman poorly advised customers of HD Vest Investment Services in regard to energy sector […]

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