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HD Vest Stockbroker Sanctioned For Unsuitable Investment Advice

June 28, 2019 | Posted by : Guiliano Law Group | Alternative Investments, Excessive Trading, Inverse/Leveraged ETF Funds, Investment and Regulatory News, Securities Arbitration Claims, Unauthorized Trading, Unsuitable Investment Recommendations | 0 Comments

Michael Allen Kamperman of Waco Texas a stockbroker formerly employed by HD Vest Investment Services has been fined $20,000.00 and suspended for eighteen months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Kamperman poorly advised customers of HD Vest Investment Services in regard to energy sector […]

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HD Vest Stockbroker Sanctioned For Unsuitable Investment Advice

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