Michael Allen Kamperman of Waco Texas a stockbroker formerly registered with HD Vest Investment Services is referenced in a customer initiated investment related FINRA securities arbitration claim where the customer requested $300,000.00 in damages supported by allegations that unsuitable over-the-counter equities trades were executed in the customer’s account during the period that Kamperman was associated […]
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Tag Archives: Michael Allen Kamperman
Investors File Arbitration Claim Against HD Vest
February 01, 2021 | Posted by : Guiliano Law Group | Excessive Trading, Investment and Regulatory News, Unauthorized Trading | Comments Off on Investors File Arbitration Claim Against HD Vest
HD Vest Stockbroker Sanctioned For Unsuitable Investment Advice
June 28, 2019 | Posted by : Guiliano Law Group | Alternative Investments, Excessive Trading, Inverse/Leveraged ETF Funds, Investment and Regulatory News, Securities Arbitration Claims, Unauthorized Trading, Unsuitable Investment Recommendations | 0 Comments
Michael Allen Kamperman of Waco Texas a stockbroker formerly employed by HD Vest Investment Services has been fined $20,000.00 and suspended for eighteen months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Kamperman poorly advised customers of HD Vest Investment Services in regard to energy sector […]
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