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Mercantil Commercebank Investment Services Broker Barred for Obstruction

September 16, 2015 | Posted by : Guiliano Law Group | Customer Loans, Investment and Regulatory News | 0 Comments

Alejandro Federico Marin Aigster, a registered representative with Mercantil Commercebank Investment Services, was permanently barred by the Financial Industry Regulatory Authority (FINRA) after consenting to findings that he failed to respond to requests for information and documentation concerning their investigation into allegations of Marin’s misconduct concerning an unauthorized loan with a firm customer. Letter of […]

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Mercantil Commercebank Investment Services Broker Barred for Obstruction

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