Tag Archives: Melvin Elwood Case

LPL Fires Stockbroker For Conversion Of Customer Funds

January 09, 2018  |   Posted by :   |   Elder Financial Abuse, Investment and Regulatory News   |   0 Comments

Melvin Elwood Case of Jacksonville, Florida, a stockbroker registered with LPL Financial LLC, was fired on May 2, 2017, based upon allegations that he had exploited an elderly individual after converting that individual’s funds for Case’s personal gain. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Case is referenced in five customer initiated investment […]

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