Matthew Stern Buchsbaum of New York New York a stockbroker associated with UBS Financial Services Inc. has been referenced in a customer initiated investment related arbitration claim in which the customer requested $500,000.00 in damages supported by allegations that (1) misrepresentations had been made to the customer in regards to an options overlay strategy implemented […]
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UBS Sued By Investors For Options Misrepresentation
March 12, 2020 | Posted by : Guiliano Law Group | Defective Option Strategies, Investment and Regulatory News, Securities Arbitration Claims, Unsuitable Investment Recommendations | 0 Comments
Investors Sue UBS Financial For Excessive Trading
May 02, 2019 | Posted by : Guiliano Law Group | Churning, Excessive Trading, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
Matthew Stern Buchsbaum of New York New York a stockbroker currently registered with UBS Financial Services Inc. is the subject of a customer initiated investment related arbitration claim where the customer sought $1,000,00.00 in damages based upon accusations that between March of 2017 and March of 2019: (1) misrepresentations had been made to the customer […]
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