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Berthel Fisher Sued By Investors For Churning

August 16, 2019 | Posted by : Guiliano Law Group | Churning, Excessive Trading, Failure To Supervise, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments

Mason Wayne Gann of Dallas Texas a stockbroker employed by Berthel Fisher Company Financial Services Inc. is referenced in a customer initiated investment related arbitration claim which was settled for $40,000.00 in damages on January 22, 2019 supported by accusations that (1) Gann churned the customer’s investment portfolio (2) Gann executed unauthorized trades in the […]

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Berthel Fisher Sued By Investors For Churning

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