Martin Joseph Hare of Oakbrook Illinois a stockbroker associated with UBS Financial Services Inc. has been referenced in a customer initiated investment related arbitration claim which has been settled for $70,000.00 in damages supported by allegations that between 2017 and 2018: (1) UBS failed to supervise Hare’s transactions (2) the customer’s account had been imprudently […]
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Tag Archives: Martin Joseph Hare
Investors Sue UBS Financial For Misrepresentation
February 16, 2020 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments
UBS Financial Accused Of Misleading Customer
July 12, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Variable Annuites | 0 Comments
Martin Joseph Hare of Oakbrook Illinois a stockbroker formerly registered with UBS Financial Services Inc. is the subject of a customer initiated investment related written complaint on April 6, 2018 where the customer sought more than $5,000.00 in damages based upon allegations that between January 27, 2017 and March 16, 2018, Hare was poorly advised […]
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