Tag Archives: Mark Katz

Hilltop Securities Accused Of Excessive Trading

June 08, 2020  |   Posted by :   |   Alternative Investments, Breach of Fiduciary Duty, Churning, Excessive Trading, Unauthorized Trading   |   Comments Off on Hilltop Securities Accused Of Excessive Trading

Mark Katz of San Diego California a stockbroker formerly associated with Hilltop Securities Inc. has been referenced in a customer initiated investment related complaint on February 18, 2020 in which the customer requested $357,000.00 in damages supported by allegations of unauthorized and excessive trading in the customer’s account by Katz which caused the Hilltop Securities […]

Read More »