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Barclays Capital Sued By Customer For Fraud

August 17, 2017 | Posted by : Guiliano Law Group | Over Concentration, Private Placement Fraud, Securities Arbitration Claims | 0 Comments

Mark James Stevenson, of New York, New York, a stockbroker formerly registered with Barclays Capital Inc., is the subject of a customer initiated investment related arbitration claim on June 15, 2017, where the customer requested $3,525,460.00 in damages based upon allegations that Stevenson violated Securities Exchange Act of 1934 Section 10(b), breached his fiduciary duties, […]

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Barclays Capital Sued By Customer For Fraud

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