Tag Archives: Mark Gregory Raezer

TCM Stockbroker Caught Selling Away

Mark Gregory Raezer of Aurora Colorado a stockbroker formerly employed by Taylor Capital Management Inc. has been fined $15,000.00 and suspended for ten months from associating with any FINRA member in any capacity supported by accusations that Raezer engaged in private securities transactions during the time he was employed by the firm. Letter of Acceptance, […]

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Taylor Capital Broker Suspended For Selling Away

March 07, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Mark Gregory Raezer of Aurora Colorado is a former registered representative of Taylor Capital Management Inc. who has been suspended for sixty days from effecting securities transactions or providing investment advice to customers according to a Stipulation and Consent Order issued by the Securities Commissioner for the State of Colorado containing findings that Raezer sold […]

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