Tag Archives: Marc Salvatore Pico

FINRA Bars LPL Financial Stockbroker In Investigation

February 06, 2020  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Marc Salvatore Pico of Fort Lee New Jersey a stockbroker currently registered with LPL Financial LLC has been barred by Financial Industry Regulatory Authority (FINRA) from associating with any FINRA member in any capacity based upon allegations that the stockbroker neglected to respond to the regulator’s request for information about his activities. Case No. 2018059327101 […]

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LPL Financial Accused By Investors Of Fraud

September 28, 2018  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

Marc Salvatore Pico of Fort Lee New Jersey a stockbroker formerly registered with LPL Financial LLC is referenced in a customer initiated investment related written complaint on July 3, 2018 in which the customer requested $21,843.55 in damages founded on allegations that omissions had been made to the customer concerning the terms of the variable […]

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