Manuel Mejia-Gomez, of San Juan, Puerto Rico, a stockbroker formerly associated with Popular Securities LLC, has been fined $15,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he effected transactions in customer accounts without authorization. Letter of Acceptance, Waiver and Consent, No. 2015044285701 […]
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Tag Archives: Manuel Mejia-Gomez
Popular Securities Stockbroker Suspended For Unauthorized Trading
December 24, 2016 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unauthorized Trading | 0 Comments