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Merrill Lynch Stockbroker Sanctioned For Selling Away

January 03, 2021 | Posted by : Guiliano Law Group | Investment and Regulatory News, Ponzi Schemes, Promissory Notes, Selling Away and Outside Activities | Comments Off

Frank Howard Zito of Ridgeland Mississippi a stockbroker formerly registered with Merrill Lynch Pierce Fenner Smith has been fined $10,000.00 and suspended for 16 months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Zito engaged in private securities transactions and outside business activities while registered with […]

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Merrill Lynch Stockbroker Sanctioned For Selling Away

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