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Joseph Stone Stockbroker Charged By FINRA With Conversion

November 01, 2019 | Posted by : Guiliano Law Group | Elder Financial Abuse, Investment and Regulatory News, Misappropriation of Funds, Stockbroker Theft | 0 Comments

Erik Patrick Pica (also known as Eric Patrick Pica) of New York New York a stockbroker currently registered with Joseph Stone Capital L.L.C. has been charged in a Complaint brought by Financial Industry Regulatory Authority which alleged that Pica converted funds from a customer during the period in which he was associated with Joseph Stone […]

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Joseph Stone Stockbroker Charged By FINRA With Conversion

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