Leonard V. Fox, Jr., of Marlton, New Jersey, a stockbroker formerly associated with FSC Securities Corporation, is the subject of a Summary Revocation Order issued by the State of New Jersey Bureau of Securities, which has revoked Fox’s investment advisor representative registration and securities agent registration supported by findings that he was expelled by Financial […]
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Tag Archives: Leonard V. Fox Jr.
New Jersey Revokes Marlton Stockbroker’s Registration
November 01, 2017 | Posted by : Guiliano Law Group | Misappropriation of Funds, Securities Arbitration Claims, Stockbroker Theft | 0 Comments
Marlton New Jersey Stockbroker Barred In Misappropriation Investigation
August 25, 2016 | Posted by : Guiliano Law Group | FINRA Securities Arbitration, Investment and Regulatory News, Misappropriation of Funds, Stockbroker Theft | 0 Comments
Leonard V. Fox, Jr., of Marlton, New Jersey, a stockbroker with FSC Securities Corporation, was permanently barred from associating with any Financial Industry Regulatory Authority (FINRA) member after consenting to findings that he failed to cooperate in a FINRA investigation into allegations of his misappropriation of customer funds. Letter of Acceptance, Waiver and Consent, No. […]
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