Tag Archives: Lek Securities Corporation

Investors File Arbitration Claim Against Sue Lek Securities For Stockbroker Theft

December 22, 2020  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Securities Fraud   |   Comments Off on Investors File Arbitration Claim Against Sue Lek Securities For Stockbroker Theft

Samuel Frederik Lek of New York New York the Chief Executive Officer of Lek Securities Corp is the subject of a customer initiated investment related arbitration claim where the customer requested $2,804,880.05 in damages supported by allegations that the customer’s account lacked supervision and that the customer’s funds had been misappropriated. Financial Industry Regulatory Authority […]

Read More »

Lek Securities Corporation Sanctioned By FINRA

Lek Securities Corporation a securities broker dealer headquartered in New York New York and Samuel Frederik Lek (its former Chief Executive Officer) have been sanctioned by Financial Industry Regulatory Authority (FINRA) according to a FINRA Office of Hearing Officers Order Accepting Offer of Settlement based in part on findings that Lek Securities Corporation and Samuel […]

Read More »

Lek Securities Corporation Charged With Market Manipulation

March 31, 2017  |   Posted by :   |   Investment and Regulatory News, Stock manipulation   |   0 Comments

Lek Securities Corporation, a broker-dealer headquartered in New York, New York, along with the firm’s chief executive officer and part-owner, Samuel Lek, and former registered representative, Sergey Pustelnik, has been charged by the Securities and Exchange Commission (SEC) in a Complaint containing allegations that the firm, Lek and Pustelnik engaged in a market manipulation scheme […]

Read More »