Samuel Frederik Lek of New York New York the Chief Executive Officer of Lek Securities Corp is the subject of a customer initiated investment related arbitration claim where the customer requested $2,804,880.05 in damages supported by allegations that the customer’s account lacked supervision and that the customer’s funds had been misappropriated. Financial Industry Regulatory Authority…
Lek Securities Corporation a securities broker dealer headquartered in New York New York and Samuel Frederik Lek (its former Chief Executive Officer) have been sanctioned by Financial Industry Regulatory Authority (FINRA) according to a FINRA Office of Hearing Officers Order Accepting Offer of Settlement based in part on findings that Lek Securities Corporation and Samuel…
Lek Securities Corporation, a broker-dealer headquartered in New York, New York, along with the firm’s chief executive officer and part-owner, Samuel Lek, and former registered representative, Sergey Pustelnik, has been charged by the Securities and Exchange Commission (SEC) in a Complaint containing allegations that the firm, Lek and Pustelnik engaged in a market manipulation scheme…