Tag Archives: Larry Dan George

Regulator Investigates AXA For Bad Sales Practices

November 23, 2018  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Larry Dan George of Chattanooga Tennessee a stockbroker currently registered with AXA Advisors LLC is the subject of a June 26, 2017 Tennessee Department of Insurance investigation in reference to George’s sales practices while employed with the firm. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that George has been identified in two customer initiated […]

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