Tag Archives: Kyusun Kim

Investors Allege IFG Breached Of Fiduciary Duties

September 14, 2020  |   Posted by :   |   Securities Arbitration Claims, Structured Products   |   Comments Off on Investors Allege IFG Breached Of Fiduciary Duties

Kyusun Kim (also known as Kyu Sun Kim and as Kenny Kim) of San Diego California a stockbroker formerly employed by Independent Financial Group LLC is referenced in a customer initiated investment related arbitration claim which was settled for $60,000.00 in damages based upon allegations that the stockbroker violated federal and state securities laws through […]

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FINRA Bars Independent Financial Broker For Bad Conduct

June 30, 2018  |   Posted by :   |   Elder Financial Abuse, Investment and Regulatory News   |   0 Comments

Kyusun Kim of San Diego California a stockbroker formerly registered with Independent Financial Group LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that that he (1) made unsuitable investment recommendations to the firm’s senior customer base and (2) falsified information about […]

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Independent Financial Group Sued For Elder Abuse

November 01, 2017  |   Posted by :   |   Elder Financial Abuse, Investment and Regulatory News   |   0 Comments

Kyusun Kim, of San Diego, California, a stockbroker registered with Independent Financial Group, LLC, has been named in a customer initiated investment related arbitration claim, in which the customer alleged that Kim committed elder financial abuse, breached his contractual obligations, breached his fiduciary duties, and violated federal and state securities laws relating to structured products, […]

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Independent Financial Group FINRA Arbitration Alleges Unsuitability

Kyusun Kim, of San Diego, California, a stockbroker formerly registered with Independent Financial Group, LLC, has been named in a customer initiated investment related arbitration claim on March 7, 2017, where the customer requested $350,000.00 in damages based upon allegations that Kim violated federal and state securities laws, breached his contractual and fiduciary duties, and […]

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