Kodi Robert Hermann of Tualatin Oregon a stockbroker formerly registered with LPL Financial LLC has been named in a customer initiated investment related arbitration claim in which the customer was awarded $9,064.03 in compensatory damages and $1,500.00 in attorneys’ fees founded on accusations of (1) breach of contract (2) negligence (3) violation of FINRA Rules […]
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Tag Archives: Kodi Robert Hermann
Investor Sues LPL Financial For Breach Of Fiduciary Duty
September 12, 2018 | Posted by : Guiliano Law Group | Breach of Fiduciary Duty, Investment and Regulatory News, Securities Arbitration Claims | 0 Comments