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Morgan Stanley Stockbroker Barred For Obstruction

October 14, 2019 | Posted by : Guiliano Law Group | Investment and Regulatory News, Unauthorized Trading, Unsuitable Investment Recommendations | 0 Comments

Kevin Scott Gunnip of Southlake Texas a stockbroker formerly employed by Morgan Stanley has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that Gunnip neglected to provide testimony before FINRA personnel when the stockbroker was investigated for allegedly effecting unsuitable trades in customer […]

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Morgan Stanley Stockbroker Barred For Obstruction

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