Tag Archives: Kevin Edward Looser

Sigma Looser Gets Gooser For Selling Away

Kevin Edward Looser of Lakeview Ohio a stockbroker formerly employed by Sigma Financial Corporation has been fined $10,000.00 and suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he engaged in unapproved private securities transactions while associated with Sigma Financial Corporation. […]

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