Kevin Douglas Houser of Allentown Pennsylvania a stockbroker and investment adviser representative of LPL Financial is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer sought $358,000.00 in damages supported by accusations that the customer had been provided unsuitable investment recommendations regarding business development companies and real estate […]
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Tag Archives: Kevin Douglas Houser
Investors File Arbitration Claim Against LPL For Unsuitable Investments
February 16, 2021 | Posted by : Guiliano Law Group | Alternative Investments, FINRA Securities Arbitration, Investment and Regulatory News, Non-traded REITs, Unsuitable Investment Recommendations | Comments Off on Investors File Arbitration Claim Against LPL For Unsuitable Investments
Customer Sues LPL Financial For Misrepresentation
January 26, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Variable Annuites | 0 Comments
Kevin Douglas Houser, of Allentown, Pennsylvania, a stockbroker formerly employed with LPL Financial LLC, is the subject of a customer initiated investment related arbitration claim, in which the customer requested $250,000.00 in damages based upon allegations that Houser made misrepresentations to the customer concerning annuities, and executed variable annuity transactions that were not suitable for […]
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