Kenny Danny Mezher of San Francisco California a stockbroker formerly registered with Growth Capital Services Inc. has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he participated in unauthorized private securities transactions. Letter of Acceptance Waiver and Consent No. […]
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Tag Archives: Kenny Danny Mezher
Growth Capital Broker Found Selling Away
July 31, 2018 | Posted by : Guiliano Law Group | Hedge Funds, Investment and Regulatory News, Selling Away and Outside Activities | 0 Comments