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Regulator Bars Aegis Capital Corp Stockbroker

Kenneth Lee Jones, of New York, New York, a stockbroker formerly registered with Aegis Capital Corp., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he failed to provide FINRA with information during FINRA’s investigation into allegations of Jones’ sales practice violations […]

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Regulator Bars Aegis Capital Corp Stockbroker

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