Tag Archives: Kenneth Jones

Aegis Capital Corporation Sued For Unsuitability

September 16, 2016  |   Posted by :   |   FINRA Securities Arbitration   |   0 Comments

Kenneth L. Jones, of Tampa, Florida, a stockbroker with Aegis Capital Corp., was named in a pending customer dispute on March 28, 2016. The customer specifically requested $190,910.00 in damages in connection with allegations against Jones of making recommendations of investments that were not suitable for the customer, and breaching his fiduciary duty to the […]

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