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FINRA Fines MetLife Broker For Unauthorized Trading

Kelly Marvin Barnett of Sarasota Florida a stockbroker formerly employed by MSI Financial Services has been fined $15,000.00 and suspended for six months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he executed trades in customers’ accounts without authorization and falsified account documentation in […]

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FINRA Fines MetLife Broker For Unauthorized Trading

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