Kathie Lee Foreman, of Maumee, Ohio, a stockbroker formerly employed with Sigma Financial Corporation, is the subject of a customer initiated investment related arbitration claim, which was settled to resolve accusations that the customer’s account was inappropriately managed, causing the customer to sustain investment losses. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-02219 (April 19, […]
Read More »
Tag Archives: Kathie Lee Foreman
Sigma Financial Sued For Account Mismanagement
January 26, 2018 | Posted by : Guiliano Law Group | Investment and Regulatory News, Securities Arbitration Claims | 0 Comments