Tag Archives: Judie Marie Borden

Northwestern Broker Terminated For Misusing Signatures

January 10, 2018  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

Judie Marie Borden of Kalamazoo, Michigan, a stockbroker registered with Northwestern Mutual Investment Services, LLC, was terminated on September 7, 2017, based upon a customer’s allegations that Borden inappropriately placed the customer’s signature on account distribution documents. Particularly, Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on August 28, 2017, a customer filed an investment […]

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