Tag Archives: Juan Carlos Uribe

FINRA Suspends Wells Fargo Broker For Ignoring Requests

January 03, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Juan Carlos Uribe of Houston Texas a stockbroker formerly employed by Wells Fargo Clearing Services has been suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on accusations that Uribe failed to provide information to FINRA personnel that was requested of him. FINRA Case No. 2018059719801 (Nov. 19, 2018). […]

Read More »