Tag Archives: Jonathan Richard Lake

Wells Fargo Terminates Stockbroker For Cause

August 27, 2020  |   Posted by :   |   Forgery   |   Comments Off on Wells Fargo Terminates Stockbroker For Cause

Jonathan Richard Lake (also known as Jon Lake) of Stamford Connecticut a stockbroker formerly registered with Wells Fargo Clearing Services LLC has been discharged on December 2, 2019 based upon accusations that the stockbroker procured funds from a customer in violation of company policy. Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Lake has […]

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