Tag Archives: Jonathan H. Dudley

FINRA Bars Centaurus Stockbroker In Investigation

February 01, 2021  |   Posted by :   |   Investment and Regulatory News, Misappropriation of Funds, Selling Away and Outside Activities, Stockbroker Theft   |   Comments Off on FINRA Bars Centaurus Stockbroker In Investigation

Jonathan H. Dudley of Atlanta Georgia a stockbroker formerly registered with Centaurus Financial has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity founded on findings that Dudley failed to comply with FINRA while he was under investigation for potentially misusing a customer’s funds. Letter of Acceptance Waiver and […]

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