Tag Archives: John James McLaughlin IV

Customer Sues Morgan Keegan For ETF Funds

November 20, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

John James McLaughlin IV, of Ponte Vedra Beach, Florida, a stockbroker formerly registered with Morgan Keegan & Company, Inc., is subject of a customer initiated investment related arbitration claim that settled for $6,500.00 in damages, which was founded on allegations including suitability, omissions and misrepresentation, breach of fiduciary duty, breach of contract and negligence in […]

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