John F. Riccardi Jr of New York New York a stockbroker formerly registered with Windsor Street Capital LP is named in a customer initiated investment related FINRA securities arbitration claim in which the customer was awarded $250,000.00 in damages based on Riccardi and Windsor Street Capital being found liable on the customer’s causes of action…
John F. Riccardi Jr., of New York, NY, a stockbroker formerly registered with Meyers Associates LP, is the subject of a Financial Industry Regulatory Authority (FINRA) Wells Notice stating that regulatory action was recommended against him by FINRA based upon allegations that he violated FINRA Rules 2020 and 2010, as well as Securities and Exchange…