Tag Archives: John F. Riccardi Jr.

Investors File Securities Arbitration Claim Against Windsor Street For Negligence

April 18, 2021  |   Posted by :   |   Alternative Investments, Breach of Fiduciary Duty, Investment and Regulatory News, Non-traded REITs   |   Comments Off on Investors File Securities Arbitration Claim Against Windsor Street For Negligence

John F. Riccardi Jr of New York New York a stockbroker formerly registered with Windsor Street Capital LP is named in a customer initiated investment related FINRA securities arbitration claim in which the customer was awarded $250,000.00 in damages based on Riccardi and Windsor Street Capital being found liable on the customer’s causes of action […]

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Meyers Associates Stockbroker Investigated For Fraud

July 29, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

John F. Riccardi Jr., of New York, NY, a stockbroker formerly registered with Meyers Associates LP, is the subject of a Financial Industry Regulatory Authority (FINRA) Wells Notice stating that regulatory action was recommended against him by FINRA based upon allegations that he violated FINRA Rules 2020 and 2010, as well as Securities and Exchange […]

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