Tag Archives: John Edward Olinghouse

HD Vest Stockbroker Suspended For Fabricating Customer Documents

May 05, 2017  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

John Edward Olinghouse, of Sparks, Nevada, a stockbroker formerly registered with HD Vest Investment Services, has been fined $15,000.00 and suspended for one year from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity, based upon consenting to findings that he fabricated customer account documentation. Letter of Acceptance, Waiver and Consent, No. […]

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