Tag Archives: John Edgar Simmons Jr.

FINRA Bars LPL Stockbroker In Investigation

May 31, 2021  |   Posted by :   |   FINRA Securities Arbitration, Investment and Regulatory News, Non-traded REITs, Selling Away and Outside Activities, Unsuitable Investment Recommendations   |   Comments Off on FINRA Bars LPL Stockbroker In Investigation

John Edgar Simmons Jr. of Gulf Breeze Florida a stockbroker formerly registered with LPL Financial LLC has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Simmons failed to cooperate with FINRA’s investigation which focused on whether he engaged in unapproved private securities transactions. Letter […]

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