Tag Archives: Joeann Mitchell Walker

LPL Financial Sued For Suitability

September 22, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Joeann Mitchell Walker, of Brockton, Massachusetts, a stockbroker formerly registered with LPL Financial LLC, is the subject of a customer initiated investment related complaint, which settled on November 15, 2016, for $175,000.00 in damages based upon allegations of unsuitability regarding variable annuities, and unauthorized trading concerning the purchases and sales of mutual funds and stocks […]

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