Tag Archives: JoeAnn M. Walker

FINRA Bars Next Financial Stockbroker For Obstruction

December 23, 2017  |   Posted by :   |   Investment and Regulatory News, Variable Annuites   |   0 Comments

JoeAnn M. Walker, of Brockton, Massachusetts, a stockbroker formerly registered with Next Financial Group, Inc., has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity by consenting to findings that she obstructed a FINRA investigation into allegations that she effected unsuitable annuity sales. Letter of Acceptance, Waiver and Consent, […]

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