Tag Archives: Joe Percy Medrano

Regulator Sanctions LPL Financial Stockbroker

April 23, 2020  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on Regulator Sanctions LPL Financial Stockbroker

Joe Percy Medrano of Golden Colorado a stockbroker formerly registered with LPL Financial LLC and Greenstar Advisors LLC is the subject of a Colorado Division of Securities Consent Licensing Order on January 2, 2020 in which he was placed on heightened supervision for three years. Medrano has also been ordered to cease and desist violating […]

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LPL Financial Fires Brokers For Sales Practice Violations

February 05, 2019  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that LPL Financial LLC, a FINRA member brokerage firm headquartered in Boston, Massachusetts, terminated broker Joe Percy Medrano for allegedly engaging in discretionary trading, and Jason Reed Nelson based on accusations of misrepresentation. Joe Percy Medrano Terminated For Exercising Discretion In Customer Accounts Joe Percy Medrano of […]

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