Ariel A. Rivero of Miami, Florida, a stockbroker formerly registered with Jefferies LLC, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested $999,999.00 in damages based upon allegations that Rivero made unsuitable transactions, used the customer’s funds without authorization, failed to supervise, and breached a fiduciary…
Marcelo Javier Poliak (also known as Marcelo Juvier Poliak) of Miami Florida a stockbroker currently registered with Jeffries LLC is the subject of a customer initiated investment related complaint on September 8, 2020 where the customer sought compensatory damages based upon accusations that they had been placed into a hedge fund that was unsuitable for…
Fred Charles Ostrove of New York New York is a stockbroker currently employed by Jeffries LLC who is the subject of a customer initiated investment related civil action on October 26, 2016 in which the customer sought $200,000.00 in damages supported by accusations that misrepresentations had been made concerning direct investment programs. Civil Action No….
Kenneth Alan Zegar, of New York, New York, a stockbroker currently registered with Jeffries LLC, has been fined $30,000.00, stripped of his securities registration, and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he made misrepresentations to customers concerning fixed income securities transactions…