Jeffrey Paul Weiner of New York, New York, a stockbroker formerly registered with Pruco Securities LLC, has been fined $5,000.00 and suspended for 30 days from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings of Weiner’s unauthorized activities, including impersonating a Pruco Securities customer to identify information on…
Jeffrey Paul Weiner of Elmsford New York a stockbroker formerly registered with MML Investors Services LLC is referenced in a customer initiated investment related written complaint on February 14, 2021 in which the customer requested more than $5,000.00 in compensatory damages supported by allegations that Weiner made misrepresentations regarding a variable life insurance policy that…
Jeffrey Paul Weiner of Elmsford New York a stockbroker formerly employed by MSI Financial Services Inc. is referenced in a customer initiated investment related written complaint on February 15, 2018 in which the customer alleged that premium payment requirements were not communicated to the customer concerning a variable life insurance policy. Financial Industry Regulatory Authority…