Jeffrey Paul Davis of Bristol Connecticut a stockbroker currently registered with Kovack Securities Inc. is the subject of a customer initiated investment related written complaint on June 10, 2019 in which the customer requested more than $5,000.00 in damages based upon accusations that (1) the customer was placed into inappropriate investments including mutual funds and…
Jeffrey Paul Davis, of Wethersfield, Connecticut, a stockbroker formerly registered with Harvest Capital LLC, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he made unsuitable investment recommendations to firm customers. Letter of Acceptance, Waiver and Consent, No. 2013039456301 (Apr….