Gregory Gerald Friel, of Boston, Massachusetts, a stockbroker formerly registered with Harvest Capital LLC, is the subject of a customer initiated investment related written complaint on May 4, 2017, in which the customer requested $19,000.00 in damages based upon allegations that Friel misled the customer in reference to the customer’s real estate securities transactions. Financial…
Jeffrey Paul Davis, of Wethersfield, Connecticut, a stockbroker formerly registered with Harvest Capital LLC, has been fined $5,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he made unsuitable investment recommendations to firm customers. Letter of Acceptance, Waiver and Consent, No. 2013039456301 (Apr….