Tag Archives: Jeffrey Michael Johnson

Morgan Stanley Stockbroker Sanctioned For Selling Away

November 01, 2017  |   Posted by :   |   Selling Away and Outside Activities   |   0 Comments

Jeffrey Michael Johnson, of Birmingham, Michigan, a stockbroker formerly registered with Morgan Stanley Smith Barney, has been fined $10,000.00 and suspended for seven months from associating with any Financial Industry Regulatory Authority (FINRA) member firm in any capacity based on allegations of selling away from his firm. Letter of Acceptance, Waiver and Consent, No. 2016049341201 […]

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