Tag Archives: Javelin Mikol San Nicolas

FINRA Bars Edward Jones Stockbroker In Investigation Over Sporting Tickets

February 16, 2021  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on FINRA Bars Edward Jones Stockbroker In Investigation Over Sporting Tickets

Javelin Mikol San Nicolas of Sparks Nevada a stockbroker formerly registered with Edward Jones has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that he refused to comply with FINRA’s investigation into accusations of his mishandling of customer funds. Letter of Acceptance Waiver and Consent […]

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