Tag Archives: Jason M. Santini

Spartan Capital Securities Sued By Investors For Fraud

Jason M. Santini of Garden City New York a stockbroker formerly employed by Spartan Capital Securities LLC is the subject of a customer initiated investment related arbitration claim where the customer sought $655,000.00 in damages supported by accusations that (1) Santini violated his fiduciary duties to the customer (2) Santini effected transactions in the customer’s […]

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Spartan Capital Arbitration Claim For Unauthorized Trading

July 28, 2017  |   Posted by :   |   Breach of Fiduciary Duty   |   0 Comments

Jason M. Santini, of Garden City, New York, a stockbroker formerly registered with Spartan Capital Securities, LLC, is the subject of a customer initiated investment related arbitration claim on November 21, 2016, where the customer sought $27,376.99 in damages based upon allegations that Santini breached his fiduciary duties, negligently managed the customer’s investment portfolio, utilized […]

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