Tag Archives: James Allen

Citigroup Global Markets Broker Fired

May 25, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

James Allen, of Skokie, Illinois, a stockbroker formerly registered with Citigroup Global Markets Inc., was terminated from employment on April 4, 2017, based upon allegations that Allen’s conduct was violative of the firm’s policies as discovered via the firm’s investigation into his client communications and review of Allen’s misstatements of customer account information. Financial Industry […]

Read More »